TSP CAPITAL MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2004
Total AUM
$553M
Discretionary
$548M
99% of AUM
Avg account
$2.1M
Accounts
259
Employees
5
Advisory reps
3

Firm details

Headquarters
SUMMIT, New Jersey
CRD number
131889
Registered since
September 10, 2004
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI84.95%
  • Individuals5.07%
  • Charitable Organizations4.63%
  • Other3.4%
  • Corporations / Businesses1.43%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TSP Capital Management Group, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2004. The firm manages portfolios for both individual and family clients as well as institutional and business accounts, with advisory services focused on discretionary portfolio management. Its fee arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. The firm reports it is not an active ESG investor and is not structured as a multi-state adviser. Ownership is reported as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, US Government Bonds 6%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%87%
  • Exchange Traded Equities87%
  • US Government Bonds6%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • BARBARA KLEPPER

    Chief Compliance OfficerCRD 3062595

Contacts

2 of 2
  • RICHARD WOLFFE

    Senior Portfolio ManagerCRD 4546297

  • THOMAS PALUCK

    Founder and PresidentCRD 355780

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$26.8M in ETFs

Passive

100%

$26.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SILVER TRUST (SLV)BlackRockPassiveCommodities Focused$18.1M264,92567.27%

Location

Primary office

SUMMIT, NJ

UNION

Location

SUMMIT, NJ

Headquartered in SUMMIT, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
382 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth