Summit Investment Advisory Services
Firm details
- Headquarters
- Roseville, Minnesota
- CRD number
- 168594
- Registered since
- June 9, 2017
- Website
- www.summitinvest.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI59.7%
- Individuals40.24%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Investment Advisory Services is an independent, SEC‑registered registered investment adviser (since 2017) organized as an LLC. The firm describes itself as a capital allocator serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee model includes a percentage of AUM plus options for hourly and fixed fees. Summit does not identify as an active ESG investor and is not flagged as a multi‑state adviser on its regulatory profile. Ownership is a mix of a domestic entity and an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities38%
- Cash & Cash Equivalents1%
Contacts
3 of 8
Russell Rogers
Partner, Financial PlannerCRD 5390538
Joel Budd
Wealth AdvisorCRD 2020409
Jack Schwartz
Senior Client Service AssociateCRD 7123743
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 98Active vs passive
$565M in ETFs
23%
$128M
69%
$437M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | American Funds | Active | Large Value | $50.3M | 1,020,802 | 8.91% |
Location
Roseville, MN
Ramsey
Location
Roseville, MN
Headquartered in Roseville, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 3065 Centre Pointe Dr
- Time zone
- CT (UTC-6)
- Office locations
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