NAVPOINT FINANCIAL, INC.

RIASEC RegisteredEst. 1998
Total AUM
$752M
Discretionary
$740M
98% of AUM
Avg account
$796K
Accounts
945
Employees
7
Advisory reps
5

Firm details

Headquarters
PRIOR LAKE, Minnesota
CRD number
109432
Registered since
January 28, 1998
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.94%
  • Individuals3.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Navpoint Financial, Inc. is an independent registered investment adviser that has been SEC-registered since 1998 and is owned by an individual. The firm focuses on financial planning and discretionary portfolio management for individual and family clients as well as small businesses. It charges clients through a mixture of percentage-of-AUM, hourly and fixed-fee arrangements. Navpoint does not identify as an ESG investor, is not organized as a multi-state adviser, and is not described as a capital allocator to external private funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, State & Local Bonds 9%, Exchange Traded Equities 5%, Non-Exchange Traded Equities 3%, US Government Bonds 2%, Private Funds 1%, Cash & Cash Equivalents 1%79%
  • Public Funds/Mutual Funds79%
  • State & Local Bonds9%
  • Exchange Traded Equities5%
  • Non-Exchange Traded Equities3%
  • US Government Bonds2%

Owners & executives

1 of 1
  • DAVID MARTELL

    President, CEOCRD 2816882

Contacts

3 of 4
  • BRUCE CARLSON

    OwnerCRD 1233580

  • KRISTA KETELSEN

    Vice PresidentCRD 4674252

  • Ayn Carlson

    OwnerCRD 7820593

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 56

Active vs passive

$254M in ETFs

Passive

32%

$81.2M

Active

60%

$173M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD MINISHARES TRUST (GLDM)State StreetPassiveCommodities Focused$23.8M257,1799.37%

Location

Primary office

PRIOR LAKE, MN

SCOTT

Location

PRIOR LAKE, MN

Headquartered in PRIOR LAKE, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
SCOTT
Address
16180 Hastings Ave SE
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth