Navpoint Financial, Inc.

RIASEC Registered
Total AUM
$752M
Discretionary
$740M
98% of AUM
Avg account
$796K
Accounts
945
Employees
7
Advisory reps
5

Firm details

Headquarters
Prior Lake, Minnesota
CRD number
109432
Registered since
January 28, 1998
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.94%
  • Individuals3.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Navpoint Financial, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (initial registration recorded in 1998) and focuses its practice on individual and family clients, offering financial planning and portfolio management for individuals and small-business owners. Its fee arrangements include a percentage of assets under management, hourly charges and fixed fees. Navpoint does not identify as an active ESG investor, does not present itself as a multi-state adviser, and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, State & Local Bonds 9%, Exchange Traded Equities 5%, Non-Exchange Traded Equities 3%, US Government Bonds 2%, Private Funds 1%, Cash & Cash Equivalents 1%79%
  • Public Funds/Mutual Funds79%
  • State & Local Bonds9%
  • Exchange Traded Equities5%
  • Non-Exchange Traded Equities3%
  • US Government Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$292M in ETFs

Passive

29%

$85M

Active

61%

$207M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN INCOME ETF (JPIE)JP MorganActiveMultisector Bond$25.9M577,4578.87%

Location

Primary office

Prior Lake, MN

Scott

Location

Prior Lake, MN

Headquartered in Prior Lake, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Scott
Address
16180 Hastings Ave Se
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth