Schwarz Dygos Wheeler Investment Advisors LLC
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 147384
- Registered since
- June 12, 2008
- Website
- www.sdwia.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.58%
- Individuals13.91%
- Charitable Organizations0.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Schwarz Dygos Wheeler Investment Advisors LLC is an independent registered investment adviser that has been SEC-registered since 2008 and is owned by an individual. The firm serves both individuals/families and institutional clients and provides financial planning as well as portfolio management for individuals, small businesses, and institutions. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor, and its investment stance favors equities as the primary exposure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents9%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 7
Jon Hogan
Associate, Financial AdvisorCRD 7626608
Benjamin Wheeler
Founding PrincipalCRD 4583725
Paul Wilson
Financial AdvisorCRD 4616079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$231M in ETFs
44%
$101M
56%
$130M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $27.4M | 362,153 | 11.91% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 50 S 6th St
- Time zone
- CT (UTC-6)
- Office locations
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