Running Oak Capital LLC

RIASEC RegisteredEst. 2017

Total AUM

$875M

Discretionary

$845M

97% of AUM

Avg account

$845K

Accounts

1,035

Employees

2

Advisory reps

5

Firm details

Headquarters: Edina, Minnesota
CRD number: 286656
Registered since: March 15, 2017
Website: runningoak.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI51.47%
Investment Companies42.07%
Corporations / Businesses5.5%
Charitable Organizations0.97%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Running Oak Capital LLC is a privately held investment adviser formed in 2017 and organized as an LLC. The firm serves both individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Its registered advisory business centers on discretionary portfolio management for individuals/small businesses and for pooled investment companies. The firm does not identify as an ESG investor and is not listed as a multi-state adviser in the provided snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities98%
Cash & Cash Equivalents2%

Owners & executives

1 of 1

Jeffrey Broders
Chief Operating Officer & Chief Compliance OfficerCRD 4646137

Contacts

3 of 4

Yat Sing Wong
Co-Founder & Managing PartnerCRD 7635039
Seth Cogswell
Portfolio ManagerCRD 5010120
Theodore Gardner
PartnerCRD 6175885

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Edina, MN

Hennepin

Location

Edina, MN

Headquartered in Edina, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 4519 W 56th St
Time zone: CT (UTC-6)
Office locations

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