Stratos Wealth Advisors LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 283816
- Registered since
- August 15, 2016
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI75.7%
- Individuals21.09%
- Corporations / Businesses2.12%
- Pension & Profit Sharing Plans0.66%
- Charitable Organizations0.38%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Stratos Wealth Advisors LLC is an independent RIA organized as an LLC that registered with the SEC in 2016. The firm serves both individuals/families and institutional clients and describes itself as a capital allocator that offers financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational workshops. Fee arrangements include percentage-of-AUM, hourly, fixed fees and other structures. The firm reports active ESG investing and also participates in industry roles such as broker-dealer relationships, trustee/banking affiliations, accounting connections, and sponsorship or management of pooled investment vehicles. Stratos appeared on Barron’s list of Top 100 RIA Firms in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities19%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 8
Karyn Pistone
President and CEOCRD 859379
Nancy Andrefsky
CFO/Founding PartnerCRD 5626963
Jan Kowal
President, CEOCRD 1619631
Contacts
3 of 73David Albin
Registered RepresentativeCRD 5715352
Haad Majied
Founding Partner, Private Wealth AdvisorCRD 5075468
Marni Angus
Vice PresidentCRD 5183884
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 439Active vs passive
$1.4B in ETFs
74%
$1B
20%
$362M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $93.6M | 125,400 | 6.70% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3750 Park East Dr
- Time zone
- ET (UTC-5)
- Office locations
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