STRATOS WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2016
Total AUM
$5.6B
Discretionary
$5.5B
99% of AUM
Avg account
$432K
Accounts
12,896
Employees
170
Advisory reps
79

Firm details

Headquarters
BEACHWOOD, Ohio
CRD number
283816
Registered since
August 15, 2016
Website
www.stratoswealthadvisors.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI75.7%
  • Individuals21.09%
  • Corporations / Businesses2.12%
  • Pension & Profit Sharing Plans0.66%
  • Charitable Organizations0.38%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stratos Wealth Advisors LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2016. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and selection of sub‑advisers, plus educational seminars. Its fee menu includes percentage-of-AUM arrangements as well as hourly and fixed-fee structures. Stratos reports being an active ESG investor and has industry ties spanning broker‑dealers, other advisers, trust companies, banks, accounting firms and pooled-vehicle sponsorship/management. The firm appeared on Barron’s Top 100 RIA list in 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 19%, Cash & Cash Equivalents 5%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

3 of 8

  • KARYN PISTONE

    President and CEOCRD 859379

  • MALCOLM POLLEY

    Chief Market StrategistCRD 1875697

  • DANIEL KILEY

    Chief Investment OfficerCRD 1187088

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Contacts

3 of 71

  • Alyson Schafer

    Client Services SpecialistCRD 7140689

  • JENNIFER BRENNAN

    Director of Client ServicesCRD 4190385

  • LUIS CAMACHO

    PresidentCRD 4671351

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 412

Active vs passive

$1.3B in ETFs

Passive

75%

$954M

Active

19%

$313M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$71.4M109,7925.64%
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Location

Primary office

BEACHWOOD, OH

CUYAHOGA

Location

BEACHWOOD, OH

Headquartered in BEACHWOOD, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
3750 Park East Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth