Stratos Wealth Advisors LLC

RIASEC Registered

Total AUM

$5.6B

Discretionary

$5.5B

99% of AUM

Avg account

$432K

Accounts

12,896

Employees

170

Advisory reps

Firm details

Headquarters: Beachwood, Ohio
CRD number: 283816
Registered since: August 15, 2016
Website: www.stratoswealthadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI75.7%
Individuals21.09%
Corporations / Businesses2.12%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.38%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stratos Wealth Advisors LLC is an independent registered investment adviser (SEC-registered in 2016) organized as an LLC. The firm serves both individual/family and institutional clients and positions itself as a capital allocator with the ability to deploy external managers and sponsor pooled vehicles. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational workshops. Stratos reports active engagement with environmental, social and governance (ESG) considerations and maintains industry ties that include broker-dealers, trust companies, banking relationships and sponsors of private investment vehicles. Barron's included the firm among its Top 100 RIA Firms in 2021.