Stratos Wealth Advisors LLC

RIASEC RegisteredEst. 2016

Total AUM

$5.6B

Discretionary

$5.5B

99% of AUM

Avg account

$432K

Accounts

12,896

Employees

170

Advisory reps

Firm details

Headquarters: Beachwood, Ohio
CRD number: 283816
Registered since: August 15, 2016
Website: www.stratoswealthadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI75.7%
Individuals21.09%
Corporations / Businesses2.12%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.38%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stratos Wealth Advisors LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2016. The firm functions as a capital allocator for both individuals/families and institutional clients, offering a mix of percentage-of-AUM, hourly, fixed-fee and other billing arrangements. Core advisory services include financial planning, portfolio management for individuals and businesses, pension consulting and selection of third‑party managers, along with educational seminars and workshops. The firm identifies as an active ESG investor and holds several industry affiliations spanning broker‑dealer relationships, trust and banking links, accounting partners, and sponsorship or management roles in pooled investment vehicles. Stratos appeared on Barron’s Top 100 RIA Firms list in 2021.