Stratos Wealth Advisors LLC

RIASEC RegisteredEst. 2016

Total AUM

$5.6B

Discretionary

$5.5B

99% of AUM

Avg account

$432K

Accounts

12,896

Employees

170

Advisory reps

Firm details

Headquarters: Beachwood, Ohio
CRD number: 283816
Registered since: August 15, 2016
Website: www.stratoswealthadvisors.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI75.7%
Individuals21.09%
Corporations / Businesses2.12%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.38%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stratos Wealth Advisors LLC is an independent registered investment adviser organized as an LLC and operating as a capital allocator to both individual/family and institutional clients. The firm, SEC-registered since 2016, provides comprehensive planning and portfolio management services for individuals, small businesses and larger institutional clients. Its advisory menu also includes pension consulting, selection of other advisers and educational seminars. Fee arrangements are varied — percentage of AUM, hourly, fixed-fee and other structures — and the firm identifies itself as an active ESG investor. Stratos maintains a range of industry relationships and sponsor roles; filings indicate ties to broker-dealers, other investment advisers, banks or trust companies, accounting firms and participation as sponsor or general partner of pooled vehicles. The firm has been recognized in Barron’s Top 100 RIA Firms list for 2021.