Stratos Wealth Advisors LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 283816
- Registered since
- August 15, 2016
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI75.7%
- Individuals21.09%
- Corporations / Businesses2.12%
- Pension & Profit Sharing Plans0.66%
- Charitable Organizations0.38%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Stratos Wealth Advisors LLC is an independent registered investment adviser that acts as a capital allocator for both individuals/families and institutional clients. Founded and SEC-registered in 2016, the firm provides a mix of financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, the selection of other advisers, and educational seminars. Stratos reports an active ESG investing stance and maintains a business model that includes percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm was named one of Barron’s Top 100 RIA Firms in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities19%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 8
Karyn Pistone
President and CEOCRD 859379
Malcolm Polley
Chief Market StrategistCRD 1875697
Daniel Kiley
Chief Investment OfficerCRD 1187088
Contacts
3 of 72
Alyson Schafer
Client Services SpecialistCRD 7140689
Jennifer Brennan
Director of Client ServicesCRD 4190385
Luis Camacho
PresidentCRD 4671351
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 412Active vs passive
$1.3B in ETFs
75%
$954M
19%
$313M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $71.4M | 109,792 | 5.64% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3750 Park East Dr
- Time zone
- ET (UTC-5)
- Office locations
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