VAN CLEEF ASSET MANAGEMENT INC

RIASEC RegisteredEst. 1988
Total AUM
$1.2B
Discretionary
$1.2B
97% of AUM
Avg account
$5.3M
Accounts
226
Employees
6
Advisory reps
6

Firm details

Headquarters
BEACHWOOD, Ohio
CRD number
105768
Registered since
August 5, 1988
Custodians
CHARLES SCHWAB & CO., INC., PNC WEALTH MANAGEMENT LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.8%
  • Individuals3.17%
  • Charitable Organizations0.03%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Van Cleef Asset Management Inc. is an SEC-registered advisory firm that has operated since 1988 and is owned by an individual. The firm serves both high-net-worth individuals and families as well as institutional clients, charging fees as a percentage of assets under management. Its stated advisory activity centers on portfolio management for individuals and small businesses, as well as for business and institutional accounts. Van Cleef presents as an equities-oriented manager: filings identify exchange-traded equities as the most used asset type and the firm does not market itself as an active ESG investor. It is not recorded as a multi-state adviser or a pension consultant, and it does not act as a capital allocator in the sense of running in-house alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, US Government Bonds 6%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 4%85%
  • Exchange Traded Equities85%
  • US Government Bonds6%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1
  • GEOFFREY HAUCK

    Chief Investment Officer & PrincipalCRD 3056928

Contacts

3 of 5
  • MARTIN BURKE

    DirectorCRD 1233269

  • LINO SERGO

    Principal & DirectorCRD 4659449

  • WILLIAM GIBBONS

    AttorneyCRD 5127152

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 40

Active vs passive

$219M in ETFs

Passive

100%

$218M

Active

0%

$219K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EXTENDED MARKET INDEX FUND (VXF)VanguardPassiveMid Cap Blend$71.8M348,65732.81%

Location

Primary office

BEACHWOOD, OH

CUYAHOGA

Location

BEACHWOOD, OH

Headquartered in BEACHWOOD, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
3201 Enterprise Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth