Van Cleef Asset Management Inc

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
97% of AUM
Avg account
$5.3M
Accounts
226
Employees
6
Advisory reps
6

Firm details

Headquarters
Beachwood, Ohio
CRD number
105768
Registered since
August 5, 1988
Custodians
CHARLES SCHWAB & CO., INC., PNC WEALTH MANAGEMENT LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.8%
  • Individuals3.17%
  • Charitable Organizations0.03%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Van Cleef Asset Management Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 1988. The firm runs fee-based portfolio management services for both individuals and families as well as for businesses and institutional clients, charging a percentage of assets under management. Its SEC filings and ADV indicate a clear preference for equity-oriented portfolios and it does not identify as an active ESG investor. The firm’s advisory scope emphasizes discretionary portfolio management for smaller private clients and for institutional/business accounts. Its organizational classification and service mix position it as a boutique RIA focused on traditional investment sleeves rather than pension consulting or multi-state retail expansion.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, US Government Bonds 6%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 4%85%
  • Exchange Traded Equities85%
  • US Government Bonds6%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1
  • Geoffrey Hauck

    Geoffrey Hauck

    Chief Investment Officer & PrincipalCRD 3056928

Contacts

3 of 5
  • William Gibbons

    AttorneyCRD 5127152

  • Martin Burke

    Martin Burke

    Portfolio Manager, PrincipalCRD 5021475

  • Lino Sergo

    Lino Sergo

    Principal & DirectorCRD 4659449

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$237M in ETFs

Passive

100%

$237M

Active

0%

$237K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EXTENDED MARKET INDEX FUND (VXF)VanguardPassiveMid Cap Blend$78M336,55232.91%

Location

Primary office

Beachwood, OH

Cuyahoga

Location

Beachwood, OH

Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
3201 Enterprise Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth