Stratos Investment Management, LLC
Firm details
- Headquarters
- Beachwood, Ohio
- CRD number
- 283850
- Registered since
- May 23, 2016
- Website
- www.fundamentuminvesting.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers100%
Firm profile
FINTRXOverview
Stratos Investment Management, LLC is a privately organized LLC that manages institutional assets and charges clients on a percentage-of-AUM basis. The firm is SEC-registered since 2016 and identifies as an active ESG investor. It reports an institutional client base and a governance footprint that includes affiliations with broker-dealers, other investment advisers, banking or thrift institutions, trust companies, accounting firms and roles as sponsor/GP/managing member of pooled investment vehicles. Stratos does not present itself as a capital allocator in the sense of sponsoring multiple proprietary funds; instead it places client assets with external managers and custodians.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities21%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
3 of 6
Malcolm Polley
Chief Market StrategistCRD 1875697
Charis Jones
Chief Operating OfficerCRD 2626698
John Nichol
Chief Investment OfficerCRD 6266843
Contacts
3 of 10Marni Angus
Vice PresidentCRD 5183884
Travis Smythe
Portfolio ManagerCRD 6236173
David Albin
Registered RepresentativeCRD 5715352
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 220Active vs passive
$2.1B in ETFs
58%
$1.2B
41%
$883M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $163M | 4,182,010 | 7.77% |
Location
Beachwood, OH
Cuyahoga
Location
Beachwood, OH
Headquartered in Beachwood, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 3750 Park East Dr
- Time zone
- ET (UTC-5)
- Office locations
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