Stratos Investment Management, LLC

Overview

Stratos Investment Management, LLC is an SEC-registered advisory LLC that began registration in 2016 and serves primarily institutional clients on a percentage-of-AUM fee basis. The firm is marked as an active ESG investor and is not identified as a capital allocator. Its ownership is listed as a combination of a domestic entity and an individual. Regulatory snapshot items describe the firm as unclassified and not a multi-state adviser, even though it maintains multiple offices. Beyond investment management, Stratos has a range of industry affiliations: it has relationships or activities tied to broker-dealers, other investment advisers, banking or thrift institutions, trust companies, accounting firms, and acts as sponsor or general partner/managing member for pooled investment vehicles (excluding pooled vehicles it sponsors). Those affiliations suggest the firm engages in both advisory and sponsor/manager roles in private structures as well as traditional custody and brokerage relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices