Stratos Investment Management, LLC

RIASEC Registered

Total AUM

$3.3B

Discretionary

$3.3B

100% of AUM

Avg account

$432K

Accounts

7,664

Employees

Advisory reps

Firm details

Headquarters: Beachwood, Ohio
CRD number: 283850
Registered since: May 23, 2016
Website: www.fundamentuminvesting.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other Investment Advisers100%

Firm profile

FINTRX

Overview

Stratos Investment Management, LLC is an institutional registered investment adviser organized as an LLC. The firm is SEC-registered (registered in 2016) and bills clients on a percentage-of-AUM basis. Its client base is institutional, and it identifies as an active ESG investor. Ownership is listed as a mix of a domestic entity and an individual, and the firm reports affiliations across the financial services ecosystem, including broker-dealer relationships, trust and banking institutions, accounting firms, and roles as sponsor or managing member of pooled investment vehicles. Stratos positions itself around pooled and public fund exposures alongside third-party alternatives. Its filings indicate a preference for public mutual funds/ETFs as the dominant asset sleeve while also integrating external alternative managers and insurance products into client programs.