Stonex Advisors Inc.

RIASEC Registered
Total AUM
$5.1B
Discretionary
$3.8B
75% of AUM
Avg account
$329K
Accounts
15,487
Employees
220
Advisory reps
242

Firm details

Headquarters
Birmingham, Alabama
CRD number
174182
Registered since
December 17, 2014
Custodians
STONEX FINANCIAL INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI51.1%
  • Individuals44.73%
  • Corporations / Businesses2.4%
  • State / Municipal Government1.69%
  • Charitable Organizations0.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stonex Advisors Inc. is an independent registered investment adviser and capital allocator that serves both individual/family and institutional clients. The firm is registered with the SEC (registered in 2014) and operates as a corporation with a mix of advisory and insurance-broker activities. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars. Its fee arrangements include percentage-of-AUM, hourly, and fixed-fee engagements. The firm identifies as an active ESG investor and combines its advisory platform with insurance distribution, which supports use of annuities and other insurance solutions alongside investment management. Stonex’s business affiliations span broker-dealer, other investment adviser, commodity trading entities (CPO/CTA, FCM), and insurance company relationships, reflecting a multi-channel distribution and service model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 22%, Cash & Cash Equivalents 5%, US Government Bonds 2%, Private Funds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%
  • Private Funds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
2 Perimeter Park S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth