Oneascent Financial Services LLC
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 284549
- Registered since
- August 24, 2016
- Website
- oneascent.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI54.21%
- Individuals31.28%
- Pension & Profit Sharing Plans8.56%
- Charitable Organizations5.16%
- Corporations / Businesses0.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Oneascent Financial Services LLC is an independent, SEC‑registered investment adviser organized as an LLC and operating as a capital allocator. Registered in 2016, the firm serves both individual and family clients as well as institutional relationships. Its advisory suite includes financial planning, discretionary portfolio management for individuals and small businesses, separate portfolio management for businesses or institutions, pension consulting, manager selection, and educational seminars. Compensation models include percentage‑of‑AUM fees along with hourly and fixed‑fee arrangements. The company also conducts broker‑dealer registered‑rep activities, insurance brokerage, and accounting services. Oneascent reports that it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities35%
- Cash & Cash Equivalents8%
- US Government Bonds2%
- State & Local Bonds2%
Owners & executives
3 of 9
Mark Morrison
President, CEOCRD 1769181
Scott Mackenzie
CEO, Lead AdvisorCRD 5642422
Cavett Cooper
CEOCRD 5849390
Contacts
3 of 72
Tyler Martin
Director of Financial PlanningCRD 6246539
Noah Dorman
Investment Adviser RepresentativeCRD 6085372
Alexander Peloquin
Financial AdvisorCRD 6728541
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 390Active vs passive
$1.8B in ETFs
58%
$1.1B
27%
$755M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ONEASCENT CORE PLUS BOND ETF (OACP) | Active | Intermediate Core Plus Bond | $126M | 5,524,960 | 6.93% |
Location
Birmingham, AL
Shelby
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Shelby
- Address
- 23 Inverness Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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