Steward Partners Investment Solutions, LLC

Broker-DealerFINRA MemberEst. 1936
Total AUM
—
Advisory reps
510
Avg account
$0

Firm details

Headquarters
Portland, Oregon
CRD number
1254
Registered since
January 1, 1936
Website
www.stewardpartners.com

Firm profile

FINTRX

Overview

Steward Partners Investment Solutions, LLC is organized as a limited liability company and has a long-standing SEC registration dating back to 1936. The firm identifies as owned by domestic entities and individuals and is not classified into a specific advisory bucket in the provided snapshot. It reports being an active ESG investor, indicating that environmental, social, and governance factors are considered in at least some of its investment decision processes. The snapshot also indicates the firm is not a capital allocator and is not designated as a multi-state adviser in the profile data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 5%, State & Local Bonds 4%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents5%
  • State & Local Bonds4%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 5
  • Valerie Rivera

    Valerie Rivera

    Chief Operating OfficerCRD 4878906

  • Robert Guldner

    Robert Guldner

    Chief Compliance OfficerCRD 2283980

  • Jeani Winterbourne

    Jeani Winterbourne

    President, Chief Operating OfficerCRD 1075564

Unlock 2 more executives →

Contacts

3 of 505

  • Jessica Penovich

    Vice President, PartnerCRD 5970223

  • Christopher Stief

    Christopher Stief

    Executive DirectorCRD 5282817

  • Ellen Fitzgerald

    Ellen Fitzgerald

    Investment Advisor RepresentativeCRD 6439773

Unlock 502 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$265M in ETFs

Passive

99%

$262M

Active

1%

$3.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$25.8M53,6319.71%
Unlock additional holdings →

Location

Primary office

Portland, OR

Washington

Location

Portland, OR

Headquartered in Portland, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Washington
Address
15495 Sw Sequoia Pkwy
Time zone
PT (UTC-8)
Office locations

Similar firms

Liberty Capital

Broker-Dealer

Portland, OR

AUM $84.5MTEAM 6REPS 6

Hapi

Broker-Dealer

Portland, OR

AUM —REPS 7

M Financial Securities Marketing, Inc.

Broker-Dealer

Portland, OR

AUM —REPS 4

Paulson Investment Company LLC

Broker-Dealer

Portland, OR

AUM —REPS 62

M Holdings Securities, Inc.

Broker-Dealer

Portland, OR

AUM $3.2BTEAM 1442REPS 652

Somerset Securities, Inc.

Broker-Dealer

Portland, OR

AUM —REPS 8
More Broker-Dealers in Portland →All Oregon Broker-Dealers →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth