M HOLDINGS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2000

Total AUM

$3.2B

Discretionary

$2B

61% of AUM

Accounts

8,115

Employees

1,442

Advisory reps

657

Brokerage reps

709

Firm details

Headquarters: PORTLAND, Oregon
CRD number: 43285
Registered since: March 14, 2000
Website: mfin.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals58.64%
HNWI35.88%
Corporations / Businesses5.11%
Pension & Profit Sharing Plans0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

M Holdings Securities, Inc. operates as an insurance broker-dealer that also provides advisory and financial planning services to both individual/family and institutional clients. The firm combines broker-dealer and insurance-broker capabilities with a suite of advisory activities that include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational publications and workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. M Holdings identifies as an active ESG investor and distributes services across brokerage and insurance channels rather than acting as a primary capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities49%
Public Funds/Mutual Funds39%
Cash & Cash Equivalents10%
US Government Bonds2%
State & Local Bonds2%

Owners & executives

3 of 39

ROGER CAMMON
President & Co-CEOCRD 1055486
CHRISTOPHER MCKINLEY
Chief Compliance Officer & Director of TechnologyCRD 5693671
CONNIE GROSSER
Chief Compliance OfficerCRD 1998135