Steward Partners Investment Advisory, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 283004
- Registered since
- March 16, 2016
- Website
- www.stewardpartners.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.84%
- Individuals12.26%
- Corporations / Businesses2.69%
- Pension & Profit Sharing Plans1.2%
- Charitable Organizations1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Steward Partners Investment Advisory, LLC is an independent registered investment adviser that operates alongside broker-dealer and insurance brokerage capabilities. SEC registration dates to 2016 and ownership is a mix of a domestic entity and individuals. The firm serves both individual/family and institutional clients and bills through a combination of AUM fees, hourly charges, and fixed-fee engagements. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of sub-advisers. Steward Partners reports being an active ESG investor and has received recurring industry recognition, including appearances on Barron’s Top 100 RIA list (2021–2025), Financial Times Top 300 (2020), and AdvisorHub’s 50 RIA Firms to Watch (2026).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities31%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 6John Seo
Chief Executive OfficerCRD 3175582
Jeani Winterbourne
President, Chief Operating OfficerCRD 1075564
Valerie Rivera
Chief Operating OfficerCRD 4878906
Contacts
3 of 462
Nicholas Dangelo
Vice President and Wealth AdvisorCRD 7082333
Joseph Kabaki
Vice President, Wealth ManagerCRD 6829442
Justin Lindsey
Managing DirectorCRD 3128360
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,052Active vs passive
$11.3B in ETFs
82%
$9.3B
12%
$2B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $459M | 702,876 | 4.07% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 400 Atlantic St
- Time zone
- ET (UTC-5)
- Office locations
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