Steward Partners Investment Advisory, LLC

RIASEC RegisteredEst. 2016

Total AUM

$36.7B

Discretionary

$30B

82% of AUM

Avg account

$508K

Accounts

72,273

Employees

549

Advisory reps

481

Firm details

Headquarters: Stamford, Connecticut
CRD number: 283004
Registered since: March 16, 2016
Website: www.stewardpartners.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.94%
Individuals18.55%
Corporations / Businesses3.42%
Pension & Profit Sharing Plans1.23%
Charitable Organizations0.86%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Steward Partners Investment Advisory, LLC is an independent registered investment adviser formed in 2016 that provides wealth management and financial planning services to individuals, families and institutional clients. The firm operates alongside broker-dealer and insurance brokerage activities, offering portfolio management, financial planning, pension consulting and adviser-selection services. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and reports ownership as a domestic entity/individual structure. The firm has drawn industry recognition in multiple publications: Financial Times named it among the Top 300 RIAs in 2020; Barron's placed the firm in its Top 100 RIA Firms each year from 2021 through 2025; Citywire included Steward Partners among 50 Growers Across America in 2026; and AdvisorHub listed it among 50 RIA Firms to Watch in 2026.