O'Shaughnessy Asset Management, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 144594
- Registered since
- July 25, 2007
- Website
- osam.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- HNWI80.89%
- Corporations / Businesses9.15%
- Pooled Investment Vehicles5.79%
- Investment Companies1.34%
- Charitable Organizations1.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
O'Shaughnessy Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2007. The firm manages investment programs for both individuals and institutions and provides portfolio management to investment companies and pooled vehicles as well as to businesses. Its fee arrangements include percentage-of-AUM charges, performance-based fees and other fee structures appropriate to pooled vehicles or customized mandates. O'Shaughnessy identifies itself as an active ESG investor and maintains several industry affiliations that include roles as an adviser, sponsor or manager of pooled vehicles and relationships with custodial, trust and professional-service providers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents1%
Owners & executives
3 of 5
Raymond Amoroso Iii
Principal And Chief Compliance OfficerCRD 5362699
Bradley Berggren
Senior Vice President, Co-Chief Investment OfficerCRD 2283515
Jonathan Orseck
Co-Chief Investment OfficerCRD 2488079
Contacts
3 of 57
Kevin Jacobs
Head of Business IntelligenceCRD 6283005
Thomas Canals
Managing Director, Financial AdvisorCRD 6376907
Jeffrey Gebauer
Associate DirectorCRD 7691920
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,072Active vs passive
$2.6B in ETFs
94%
$2.5B
4%
$160M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $258M | 2,603,807 | 9.82% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 100 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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