O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- STAMFORD, Connecticut
- CRD number
- 144594
- Registered since
- July 25, 2007
- Website
- osam.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- HNWI80.89%
- Corporations / Businesses9.15%
- Pooled Investment Vehicles5.79%
- Investment Companies1.34%
- Charitable Organizations1.19%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
O'Shaughnessy Asset Management, LLC is an SEC-registered investment advisory firm organized as an LLC and operating since 2007. The firm serves a mixed client base of individuals and families as well as institutional investors, delivering portfolio management across separate accounts, pooled vehicles and investment companies. Fee arrangements include percentage-of-AUM and performance-based components, alongside other fee structures. The firm reports active ESG investing as part of its approach and lists a range of advisory activities rather than acting as a primary capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents1%
Owners & executives
3 of 5RAYMOND AMOROSO III
Principal And Chief Compliance OfficerCRD 5362699
BRADLEY BERGGREN
Senior Vice President, Co-Chief Investment OfficerCRD 2283515
JONATHAN ORSECK
Co-Chief Investment OfficerCRD 2488079
Contacts
3 of 56KEVIN JACOBS
Head of Business IntelligenceCRD 6283005
THOMAS CANALS
Managing DirectorCRD 6376907
Jeffrey Gebauer
Associate DirectorCRD 7691920
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,012Active vs passive
$1.4B in ETFs
93%
$1.3B
6%
$91.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-5 YEAR TIPS BOND ETF (STIP) | BlackRock | Passive | Short Term Inflation Protected Bond | $120M | 1,163,284 | 8.65% |
Location
STAMFORD, CT
FAIRFIELD
Location
STAMFORD, CT
Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 100 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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