SPECTRUM ASSET MANAGEMENT, INC.

Overview

Spectrum Asset Management, Inc. is a corporation that has been SEC-registered since 1987. The firm serves both individual/family and institutional clients and charges advisory fees as a percentage of assets under management. Its advisory scope includes portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and institutional or business clients. Spectrum identifies as an active ESG investor and holds a range of industry affiliations — including broker‑dealer relationships, banking or trust connections, insurance company ties, and roles as sponsor or manager of pooled vehicles — that support multi-product distribution and operational flexibility. The firm is not described as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives