STEVE GARRETT AND ASSOCIATES,INC.

RIASEC Registered
Total AUM
$44M
Discretionary
$44M
100% of AUM
Avg account
$1.2M
Accounts
38
Advisory reps
1

Firm details

Headquarters
GLENDORA, California
CRD number
126791
Fee structure
Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPublication of Periodicals

Firm profile

FINTRX

Overview

Steve Garrett And Associates, Inc. is an independent registered investment adviser operating as a small, owner-managed RIA that also functions as a broker-dealer/registered representative. The firm focuses on individual and family clients and provides financial planning and publishes periodicals or newsletters. Its billing model for advisory work is hourly charges. According to the available profile, the firm does not present itself as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • STEPHEN GARRETT

    PresidentCRD 218223

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GLENDORA, CA

LOS ANGELES

Location

GLENDORA, CA

Headquartered in GLENDORA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
449 W Foothill Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth