SECTOR LOGIC, LP

RIASEC Registered
Total AUM
$43.8M
Discretionary
$40.5M
93% of AUM
Avg account
$527K
Accounts
83
Employees
1
Advisory reps
1

Firm details

Headquarters
SANTA ANA, California
CRD number
143470
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI81.44%
  • Individuals12.76%
  • Corporations / Businesses5.8%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sector Logic, LP is a small investment adviser organized as a limited partnership that provides portfolio management to both individuals/families and businesses or institutions. The firm operates primarily on a discretionary basis and uses a mix of fee arrangements — percentage of AUM, fixed fees and performance-based fees — which suggests it can tailor compensation to different client mandates and look-through to active manager performance where appropriate. Sector Logic’s reported asset mix shows a heavy reliance on pooled public funds and mutual funds as the core building blocks of client portfolios, supplemented by allocations to third‑party alternative managers in hedge funds and real estate. The firm is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Cash & Cash Equivalents 13%, Exchange Traded Equities 8%, Non-Exchange Traded Equities 8%, US Government Bonds 7%64%
  • Public Funds/Mutual Funds64%
  • Cash & Cash Equivalents13%
  • Exchange Traded Equities8%
  • Non-Exchange Traded Equities8%
  • US Government Bonds7%

Contacts

1 of 1
  • CHARLES ROTHER

    PresidentCRD 1159124

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SANTA ANA, CA

ORANGE

Location

SANTA ANA, CA

Headquartered in SANTA ANA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
200 Sandpointe Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth