K2 FINANCIAL INC.
Firm details
- Headquarters
- GLENDORA, California
- CRD number
- 300913
- Registered since
- April 23, 2021
- Website
- www.k2financialpartners.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals64.76%
- HNWI35.1%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
K2 Financial Inc. is an independent registered investment adviser that began SEC registration in 2021 and is owned by an individual principal. The firm serves primarily individual and family clients and functions as a capital allocator, selecting third‑party managers in addition to managing client portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. K2 Financial charges clients via a mix of asset‑based fees, hourly fees and fixed fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- US Government Bonds10%
- Exchange Traded Equities8%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 8JACOB GORMAN
Financial AdvisorCRD 7639671
Omar Velasco
Financial Advisor and Registered RepresentativeCRD 7591219
MATTHEW PHILLIPS
Financial AdvisorCRD 5299441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$174M in ETFs
87%
$151M
13%
$22.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $27.2M | 32,708 | 15.64% |
Location
GLENDORA, CA
LOS ANGELES
Location
GLENDORA, CA
Headquartered in GLENDORA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 233 S Glendora Ave
- Time zone
- PT (UTC-8)
- Office locations
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