K2 Financial Inc.
Firm details
- Headquarters
- Glendora, California
- CRD number
- 300913
- Registered since
- April 23, 2021
- Website
- www.k2financialpartners.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals64.76%
- HNWI35.1%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
K2 Financial Inc. is an independent registered investment adviser and capital allocator that provides financial planning and discretionary and non-discretionary portfolio management for individuals and small businesses. The firm also offers pension consulting and selects third‑party advisers when appropriate. Fee arrangements include a percentage of assets under management, hourly work, and fixed fees. K2 Financial is owned by an individual and registered with the SEC in 2021. It reports no active ESG investing program and lists an insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- US Government Bonds10%
- Exchange Traded Equities8%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 8
Jacob Gorman
Financial AdvisorCRD 7639671
Omar Velasco
Financial Advisor and Registered RepresentativeCRD 7591219
Matthew Phillips
Financial AdvisorCRD 5299441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$154M in ETFs
85%
$130M
15%
$23.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $13.7M | 190,483 | 8.88% |
Location
Glendora, CA
Los Angeles
Location
Glendora, CA
Headquartered in Glendora, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 233 S Glendora Ave
- Time zone
- PT (UTC-8)
- Office locations
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