Sterling, Grace Municipal Securities Corporation

Broker-DealerFINRA MemberEst. 1976
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Spotswood, New Jersey
CRD number
7155
Registered since
January 2, 1976

Firm profile

FINTRX

Overview

Sterling, Grace Municipal Securities Corporation is an SEC-registered corporate entity that has been on the SEC registry since 1976. The firm's public profile is sparse: its regulatory filing classifies it as "unclassified," and its ownership is identified broadly across domestic, foreign and individual categories rather than tied to a single parent or structure. The record indicates the firm does not position itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. Beyond registration details and those high-level flags, the dataset provides little on the firm's business lines, fee model, client types or advisory activities. Public filings and the supplied dataset therefore give limited insight into how the firm sources mandates, constructs portfolios, or distributes services.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 9
  • Mark Doyle

    VP, TradingCRD 841024

  • Charles Post

    Charles Post

    Vice PresidentCRD 2434477

  • Thomas Mundy

    VP of OperationsCRD 2193202

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Spotswood, NJ

Middlesex

Location

Spotswood, NJ

Headquartered in Spotswood, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Middlesex
Address
100 Summerhill Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth