STATESMAN CORPORATE FINANCE, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
142327
Registered since
March 15, 2007

Firm profile

FINTRX

Overview

Statesman Corporate Finance, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2007 and is owned by an individual. Available records indicate it does not act as a capital allocator and does not position itself as an active ESG investor. It is not registered as a multi-state adviser and is not identified as a pension consultant or related adviser. The public profile for the firm is sparse: business activities, advisory services and client segments are not disclosed in the source data. The combination of its investment-bank classification and the lack of reported asset-management metrics suggests the firm’s primary activity is transactional or advisory corporate finance work rather than traditional wealth-management or asset-management services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 17
  • DAVID SARGENT

    Senior AdvisorCRD 1073121

  • PHILLIP WILHITE

    DirectorCRD 5642137

  • WALTER TOMLINSON

    PrincipalCRD 5241949

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1900 West Loop S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth