STANDPOINT ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$771M
Discretionary
$771M
100% of AUM
Avg account
$771M
Accounts
1
Employees
7
Advisory reps
5

Firm details

Headquarters
Scottsdale, Arizona
CRD number
305155
Registered since
September 20, 2019
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Standpoint Asset Management, LLC is an institutional-focused investment manager organized as an LLC and registered in 2019. The firm charges fees as a percentage of assets under management and identifies its core advisory activity as portfolio management for investment companies. It is also registered to operate in CPO/CTA capacities, which indicates the capability to run pooled or managed futures/commodity-related strategies alongside traditional advisory work. Standpoint does not describe itself as a capital allocator, and it does not integrate ESG considerations into its investment process. The firm is not a multi-state adviser and serves a small institutional client base rather than retail households.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WILLIAM BOLOGNA

    Chief Operating OfficerCRD 6454966

  • SHAWN SERIKOV

    Chief Technology OfficerCRD 7165170

  • ERIC CRITTENDEN

    Chief Investment OfficerCRD 4489481

Contacts

2 of 2
  • COURTNEY STOVER

    PartnerCRD 6435666

  • MATTHEW KAPLAN

    PartnerCRD 6435639

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$478M in ETFs

Passive

73%

$347M

Active

0%

$131M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$66.2M101,30013.85%

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
8777 N Gainey Center Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth