BALBOA WEALTH PARTNERS, INC.

RIASEC RegisteredEst. 2015

Total AUM

$1.1B

Discretionary

$1B

98% of AUM

Avg account

$408K

Accounts

2,623

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 282329
Registered since: December 11, 2015
Website: balboawealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees
Client types: HNWI77.38%
Individuals21.05%
Corporations / Businesses0.61%
Charitable Organizations0.51%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Balboa Wealth Partners, Inc. is an independent, SEC‑registered registered investment adviser that began filing in 2015 and is owned by an individual. The firm serves both individual and family clients as well as institutional investors and acts as a capital allocator, meaning it places client capital with external managers in addition to managing portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Balboa also operates as an insurance broker and charges clients through a mix of percentage of AUM, hourly fees, and subscription arrangements. The firm does not identify as an active ESG investor.