Balboa Wealth Partners, Inc.

RIASEC RegisteredEst. 2015

Total AUM

$1.1B

Discretionary

$1B

98% of AUM

Avg account

$408K

Accounts

2,623

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 282329
Registered since: December 11, 2015
Website: balboawealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Performance Based Fees
Client types: HNWI77.38%
Individuals21.05%
Corporations / Businesses0.61%
Charitable Organizations0.51%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Balboa Wealth Partners, Inc. is an independent, privately owned registered investment adviser that began SEC registration in 2015. The firm serves both individual/family and institutional clients and acts as a capital allocator, sourcing and allocating to outside managers and vehicles. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. The firm also operates as an insurance broker, and its fee schedules are mixed: percentage-of-AUM, hourly and subscription arrangements, and it can charge performance-based fees for certain relationships. Balboa does not identify as an active ESG investor.