Galvin, Gaustad & Stein, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153410
- Registered since
- June 7, 2010
- Website
- ggsadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.07%
- Individuals14.02%
- Corporations / Businesses2.61%
- Pension & Profit Sharing Plans0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Galvin, Gaustad & Stein, LLC is an independent registered investment adviser formed in 2010 and organized as an LLC. The firm serves both individuals and families as well as institutional clients and describes itself as a capital allocator that combines financial planning with discretionary portfolio management for individuals, small businesses, and institutions. It also provides pension consulting and manager selection services. Fee arrangements include percentage-of-AUM charges alongside hourly and fixed-fee options. The firm does not position itself as an ESG investor and is not identified as a multi-state or newly formed adviser. Galvin, Gaustad & Stein was named among the Financial Times’ Top 300 RIA firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Owners & executives
1 of 1
Kim Jamieson
Chief Compliance OfficerCRD 4448494
Contacts
3 of 8
Jordan Galvin
Investment AdvisorCRD 5790360
Eric Stein
Investment AdvisorCRD 6442191
Jessica Pariser
Investment AdvisorCRD 6518954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 175Active vs passive
$1.2B in ETFs
92%
$1.1B
6%
$102M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $99.8M | 523,647 | 8.01% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 7377 E Doubletree Ranch Rd
- Time zone
- MT (UTC-7)
- Office locations
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