GALVIN, GAUSTAD & STEIN, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153410
- Registered since
- June 7, 2010
- Website
- ggsadvisors.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.07%
- Individuals14.02%
- Corporations / Businesses2.61%
- Pension & Profit Sharing Plans0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Galvin, Gaustad & Stein, LLC is an independent registered investment adviser organized as an LLC and operating since 2010. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM, hourly and fixed-fee structures. The firm is not an active ESG investor and is not classified as a multi-state adviser. Galvin, Gaustad & Stein appeared on the Financial Times Top 300 RIA list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Owners & executives
1 of 1KIM JAMIESON
Chief Compliance OfficerCRD 4448494
Contacts
3 of 8Hunter Davis
Client Services SpecialistCRD 7239003
JESSICA PARISER
Investment AdvisorCRD 6518954
STEPHEN GALVIN
PrincipalCRD 1346615
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 177Active vs passive
$1.1B in ETFs
93%
$1B
6%
$75.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $70.8M | 532,646 | 6.49% |
Location
Scottsdale, AZ
MARICOPA
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 7377 E Doubletree Ranch Rd
- Time zone
- MT (UTC-7)
- Office locations
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