Spring Lake Asset Management, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 283750
- Registered since
- July 29, 2016
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Spring Lake Asset Management, Inc. is a corporate hedge fund adviser registered with the SEC in 2016 that serves institutional clients. The firm operates as a commodity pool operator/commodity trading adviser (CPO/CTA) and provides portfolio management for pooled investment vehicles. Its fee arrangement combines a percentage-of-assets fee with performance-based compensation, consistent with an active hedge fund strategy. Spring Lake is owned individually, does not identify as a capital allocator, and is not positioned as an ESG-focused or multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
David Thomas
COO & Chief Compliance OfficerCRD 4858814
Contacts
3 of 4Michael Brodsky
Portfolio ManagerCRD 5808635
Kaitlin Briscoe
PartnerCRD 4994016
Christopher Crosby
PartnerCRD 1735765
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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