Hottinger

RIASEC RegisteredEst. 2022
Total AUM
$1.5B
Discretionary
$762M
52% of AUM
Avg account
$2.3M
Accounts
637
Employees
24
Advisory reps
3

Firm details

Headquarters
London,
CRD number
316515
Registered since
February 10, 2022
Custodians
EDMOND DE ROTHSCHILD (SUISSE) SA, BANQUE JULIUS BAER, CREDO
Fee structure
Percentage of AUM
Client types
  • HNWI66.07%
  • Corporations / Businesses24.29%
  • Other3.36%
  • Insurance Companies2.94%
  • Individuals1.79%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Hottinger is a corporate adviser that combines advisory services with insurance-broker activity and sponsor/GP roles for pooled vehicles. The firm registers as an SEC adviser (since 2022) and serves both individual/family and institutional clients under a percentage-of-AUM fee model. Its advisory menu includes portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodicals or newsletters. Ownership is listed as a mix of a foreign entity and an individual. Hottinger is not designated an active ESG investor and does not operate as a multi-state adviser. The firm appears to operate beyond pure intermediary duties: its regulatory disclosures identify affiliations across broker-dealer, banking or thrift, and real-estate-broker categories, and it notes roles as sponsor, general partner, or managing member of pooled investment vehicles. That combination suggests Hottinger engages in both advisory relationships and direct involvement in alternative-product formation or management.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 31%, Exchange Traded Equities 19%, Other 19%, Cash & Cash Equivalents 18%, Sovereign Bonds 7%, US Government Bonds 5%, State & Local Bonds 1%31%
  • Private Funds31%
  • Exchange Traded Equities19%
  • Other19%
  • Cash & Cash Equivalents18%
  • Sovereign Bonds7%

Owners & executives

2 of 2
  • Penelope Lovell

    CEOCRD 8112349

  • Robert Cloete

    Chief Investment OfficerCRD 8223440

Contacts

1 of 1
  • Timothy Sharp

    Timothy Sharp

    Managing DirectorCRD 7448555

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
4 Carlton Gdns St Jamess
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth