Spirit Of America Management Corp
Firm details
- Headquarters
- Syosset, New York
- CRD number
- 110023
- Registered since
- August 6, 1997
- Website
- www.soafunds.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.02%
- Individuals0.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Spirit Of America Management Corp is a privately owned investment advisory corporation that has been SEC-registered since 1997. The firm serves both individual and family clients as well as institutional investors, charging fees as a percentage of assets under management. Its advisory activities center on portfolio management for individuals and small businesses and on managing investment company assets. The firm reports a broker-dealer affiliation, is not designated as a multi-state adviser, and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
1 of 1Joseph Pickard
Chief Compliance OfficerCRD 2146398
Contacts
3 of 17
Nolan Crean
Vice PresidentCRD 7773193
Michael Norton
Senior Vice PresidentCRD 2617985
Sergey Kovalev
Branch Operations ManagerCRD 6684149
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$282M in ETFs
43%
$122M
0%
$160M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $160M | 378,100 | 56.72% |
Location
Syosset, NY
Nassau
Location
Syosset, NY
Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 477 Jericho Tpke
- Time zone
- ET (UTC-5)
- Office locations
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