Spirit of America Management Corp

RIASEC Registered

Total AUM

$540M

Discretionary

$540M

100% of AUM

Avg account

$25.7M

Accounts

21

Employees

35

Advisory reps

17

Firm details

Headquarters: Syosset, New York
CRD number: 110023
Registered since: August 6, 1997
Website: www.soafunds.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM
Client types: Investment Companies99.02%
Individuals0.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Spirit of America Management Corp is an institutional registered investment adviser that has been SEC-registered since 1997. The firm is organized as a corporation and is owned by an individual. It serves both individual and family clients as well as institutional clients, charging fees based on a percentage of assets under management. Advisory services focus on portfolio management for individuals and small businesses and on portfolio management for investment companies. The firm is not positioned as an ESG specialist and lists a broker-dealer affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Owners & executives

1 of 1

Joseph Pickard
Chief Compliance OfficerCRD 2146398

Contacts

3 of 16

Angelo Strazzera
Senior Vice PresidentCRD 5864978
Ronald Ganz
Senior Vice PresidentCRD 4462863
Maxim Tulupnikoff
Senior Vice PresidentCRD 6188857

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 19

Active vs passive

$2.3M in ETFs

Passive

83%

$1.9M

Active

0%

$383K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)	Vanguard			$384K	1,598	16.62%

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Primary office

Syosset, NY

Nassau

Location

Syosset, NY

Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Nassau
Address: 477 Jericho Tpke
Time zone: ET (UTC-5)
Office locations

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