4thought Financial Group Inc.

RIASEC Registered

Total AUM

$214M

Discretionary

$209M

97% of AUM

Avg account

$247K

Accounts

869

Employees

Advisory reps

Firm details

Headquarters: Syosset, New York
CRD number: 162997
Registered since: April 2, 2012
Website: www.4tfg.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Individuals79.78%
Pension & Profit Sharing Plans17.45%
Corporations / Businesses2.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

4thought Financial Group Inc. is an independent, SEC-registered investment adviser (registered in 2012) that serves both individual/family and institutional clients. The firm combines financial planning and portfolio management for individuals, small businesses and institutions with services such as selection of other advisers and periodic publications. It also operates as an insurance broker and lists a mix of fee arrangements—percentage of AUM, hourly, subscription and fixed fees. The firm identifies itself as a capital allocator that deploys third‑party alternative managers alongside traditional investments and does not list ESG investing as an active priority.