SPC Capital Markets LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
304381
Registered since
January 23, 2020

Firm profile

FINTRX

Overview

SPC Capital Markets LLC is organized as a limited liability company and is classified as an investment bank rather than a traditional registered investment adviser or wealth manager. The firm was registered with the SEC in 2020. Ownership is recorded as a combination of a domestic entity and an individual. Reported attributes indicate SPC Capital Markets does not position itself as a capital allocator, does not describe active ESG investing as part of its approach, and is not a multi-state adviser or pension consultant.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 15
  • Skye Herjavec

    AssociateCRD 7465492

  • Nicholas Zacchilli

    Nicholas Zacchilli

    Vice PresidentCRD 6520615

  • Dhruv Sarna

    Dhruv Sarna

    Managing DirectorCRD 5567449

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
20 Horseneck Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth