Sparx Asset Management Korea Co, Ltd.
Firm details
- Headquarters
- Seoul,
- CRD number
- 338393
- Registered since
- January 2, 2026
- Custodians
- CITI PRIVATE BANK
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Sovereign Wealth Funds91.1%
- Pooled Investment Vehicles6.81%
- Banking / Thrift Institutions1.26%
- Pension & Profit Sharing Plans0.52%
- Other Investment Advisers0.22%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sparx Asset Management Korea Co, Ltd. is a Korean-identified institutional RIA organized as a corporation that serves institutional clients. The firm is SEC-registered (2026) and reports mixed ownership described as both a foreign entity and individual ownership. Its advisory mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. Compensation is a blend of percentage-of-AUM fees and performance-based fees, consistent with engagement in pooled funds and incentive-aligned structures. The firm does not identify as an active ESG investor and is not a multi-state adviser. Sparx also lists industry roles beyond adviser duties, including activities as an other investment adviser, real estate broker, and sponsor or general partner/manager of pooled investment vehicles, which suggests the firm has the capacity to both allocate to third-party managers and sponsor its own pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3Takeshi Suzuki
Chief Marketing OfficerCRD 8110985
Hyeseon Lee
Chief Compliance OfficerCRD 8199786
Hiroshi Minematsu
Group CFOCRD 6350107
Contacts
1 of 1Byung Hak Kim
DirectorCRD 8168267
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Seoul, null
Location
Seoul, null
Headquartered in Seoul, null.
- Address
- 82 Saemunanro
- Office locations
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