Sparx Asset Management Korea Co, Ltd.

RIASEC RegisteredEst. 2026
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$152M
Accounts
14
Employees
23
Advisory reps
4

Firm details

Headquarters
Seoul,
CRD number
338393
Registered since
January 2, 2026
Custodians
CITI PRIVATE BANK
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Sovereign Wealth Funds91.1%
  • Pooled Investment Vehicles6.81%
  • Banking / Thrift Institutions1.26%
  • Pension & Profit Sharing Plans0.52%
  • Other Investment Advisers0.22%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sparx Asset Management Korea Co, Ltd. is a Korean-identified institutional RIA organized as a corporation that serves institutional clients. The firm is SEC-registered (2026) and reports mixed ownership described as both a foreign entity and individual ownership. Its advisory mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. Compensation is a blend of percentage-of-AUM fees and performance-based fees, consistent with engagement in pooled funds and incentive-aligned structures. The firm does not identify as an active ESG investor and is not a multi-state adviser. Sparx also lists industry roles beyond adviser duties, including activities as an other investment adviser, real estate broker, and sponsor or general partner/manager of pooled investment vehicles, which suggests the firm has the capacity to both allocate to third-party managers and sponsor its own pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%97%
  • Exchange Traded Equities97%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • Takeshi Suzuki

    Chief Marketing OfficerCRD 8110985

  • Hyeseon Lee

    Chief Compliance OfficerCRD 8199786

  • Hiroshi Minematsu

    Group CFOCRD 6350107

Contacts

1 of 1
  • Byung Hak Kim

    DirectorCRD 8168267

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Seoul, null

Location

Seoul, null

Headquartered in Seoul, null.

Address
82 Saemunanro
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth