Lawley Retirement Advisors

RIASEC RegisteredEst. 2016

Total AUM

$2.1B

Discretionary

$98.1M

5% of AUM

Avg account

$12M

Accounts

178

Employees

Advisory reps

Firm details

Headquarters: Buffalo, New York
CRD number: 282786
Registered since: February 24, 2016
Website: www.lawleyretirement.com
Custodians: PRINCIPAL SECURITIES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, EMPOWER
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Pension Consulting

Firm profile

FINTRX

Overview

Lawley Retirement Advisors is an SEC-registered institutional RIA organized as an LLC and operating since 2016. The firm focuses on institutional retirement-plan work and pension consulting, delivering advisory services to plan sponsors rather than individual retail clients. It also maintains broker-dealer registered-rep and insurance-broker activities alongside its advisory practice. Ownership is a mix of domestic entities and individuals. Fee arrangements include percentage-of-AUM, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.