Courier Capital, LLC

RIASEC Registered
Total AUM
$3.6B
Discretionary
$3.1B
86% of AUM
Avg account
$930K
Accounts
3,857
Employees
26
Advisory reps
17

Firm details

Headquarters
Buffalo, New York
CRD number
282485
Registered since
January 4, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI49.8%
  • Individuals17.73%
  • Pension & Profit Sharing Plans15.29%
  • Charitable Organizations12.73%
  • Corporations / Businesses4.44%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Courier Capital, LLC is an independent registered investment adviser organized as a limited liability company that registered with the SEC in 2016. The firm acts as a capital allocator for both individual and family clients as well as institutional clients. It charges fees based on a percentage of assets under management and on a fixed-fee basis. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and selection of other advisers. Courier Capital does not identify itself as an active ESG investor. Courier Capital reports an owner structure combining a domestic entity and individual ownership and maintains an affiliation with the banking or thrift industry. The firm was recognized in 2020 on Financial Times’ Top 300 RIA Firms list and on FA Magazine’s Top RIA Firms list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 18%, US Government Bonds 13%, Cash & Cash Equivalents 5%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities18%
  • US Government Bonds13%
  • Cash & Cash Equivalents5%
  • State & Local Bonds4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 204

Active vs passive

$1.6B in ETFs

Passive

92%

$1.5B

Active

7%

$127M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)BlackRockPassiveLarge Growth$126M884,1767.80%

Location

Primary office

Buffalo, NY

Erie

Location

Buffalo, NY

Headquartered in Buffalo, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
Erie
Address
1114 Delaware Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth