ROUNDVIEW CAPITAL, LLC

RIASEC RegisteredEst. 2008

Total AUM

$2.1B

Discretionary

$2B

94% of AUM

Avg account

$1.1M

Accounts

1,911

Employees

Advisory reps

Firm details

Headquarters: PRINCETON, New Jersey
CRD number: 148083
Registered since: September 2, 2008
Website: roundviewcapital.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI88.44%
Charitable Organizations6.24%
Corporations / Businesses2.53%
Individuals2.45%
Pension & Profit Sharing Plans0.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Roundview Capital, LLC is an independent registered investment adviser formed as an LLC and on the SEC register since 2008. The firm operates as a capital allocator for both individual/family and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting. The firm does not identify as an active ESG investor. Roundview tends to emphasize equity exposure (particularly exchange-traded equities) while also acting as an allocator to third-party alternative managers and other external investments. Custody relationships and a concentrated public-portfolio footprint suggest a hybrid model that combines direct securities management with delegated allocations.