SP Securities LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 130560
- Registered since
- August 4, 2004
Firm profile
FINTRXOverview
SP Securities LLC is a limited liability company registered with the SEC in 2004 and is classified in FINTRX as an investment bank. The firm's ownership is listed as a mix of a domestic entity and an individual. FINTRX indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor or a multistate adviser. Additional business or advisory activity details were not provided in the source data.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1William Wilson
Chief Compliance OfficerCRD 1430161
Contacts
3 of 21
James Dack
DirectorCRD 2852628
Ellen Bailey
Managing Director, Consultant RelationsCRD 2815573
Terry Dorsey
Co-FounderCRD 4892039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 6363 Woodway Dr
- Time zone
- CT (UTC-6)
- Office locations
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