SP Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
130560
Registered since
August 4, 2004

Firm profile

FINTRX

Overview

SP Securities LLC is organized as a limited liability company and is classified as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm’s public profile does not present itself as a capital allocator or as an active ESG investor, and it does not identify as a pension consultant or as having related-adviser relationships. Business activity fields in the available source are sparse; the record emphasizes the firm’s investment-banking classification rather than traditional asset-management or advisory services. The firm is not described as a multi-state or newly formed adviser in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Wilson

    Chief Compliance OfficerCRD 1430161

Contacts

3 of 21
  • Ellen Bailey

    Ellen Bailey

    Managing Director, Consultant RelationsCRD 2815573

  • John Baker

    Registered PrincipalCRD 502110

  • David Bradshaw

    David Bradshaw

    Registered RepresentativeCRD 1100199

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
6363 Woodway Dr
Time zone
CT (UTC-6)
Office locations

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