SP SECURITIES LLC
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 130560
- Registered since
- August 4, 2004
Firm profile
FINTRXOverview
SP Securities LLC is organized as a limited liability company and is registered with the SEC since 2004. The firm is classified in the data as an investment bank and its ownership is recorded as a combination of a domestic entity and an individual. The record flags SP Securities as not operating as a capital allocator and not participating as an active ESG investor. It is not identified as a multi-state adviser, a pension consultant, a newly formed adviser, or a related adviser. The dataset does not provide descriptions of the firm’s advisory activities, fee schedule, client segments, or specific business lines beyond the classification as an investment bank.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1WILLIAM WILSON
Chief Compliance OfficerCRD 1430161
Contacts
3 of 22JAMES DACK
DirectorCRD 2852628
ELLEN BAILEY
Managing Director, Consultant RelationsCRD 2815573
TERRY DORSEY
Co-FounderCRD 4892039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 6363 Woodway Dr
- Time zone
- CT (UTC-6)
- Office locations
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