SP Securities LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 130560
- Registered since
- August 4, 2004
Firm profile
FINTRXOverview
SP Securities LLC is a limited liability company formed in 2004 that operates as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. Public records and the provided profile do not describe advisory mandates, fee schedules, client segments, or specific business lines beyond the firm's classification. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1William Wilson
Chief Compliance OfficerCRD 1430161
Contacts
3 of 22
James Dack
DirectorCRD 2852628

Ellen Bailey
Managing Director, Consultant RelationsCRD 2815573

Terry Dorsey
Co-FounderCRD 4892039
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 6363 Woodway Dr
- Time zone
- CT (UTC-6)
- Office locations
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