SP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
130560
Registered since
August 4, 2004

Firm profile

FINTRX

Overview

SP Securities LLC is a limited liability company formed in 2004 that operates as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. Public records and the provided profile do not describe advisory mandates, fee schedules, client segments, or specific business lines beyond the firm's classification. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • William Wilson

    Chief Compliance OfficerCRD 1430161

Contacts

3 of 22
  • James Dack

    James Dack

    DirectorCRD 2852628

  • Ellen Bailey

    Ellen Bailey

    Managing Director, Consultant RelationsCRD 2815573

  • Terry Dorsey

    Terry Dorsey

    Co-FounderCRD 4892039

Unlock 19 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
6363 Woodway Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth