SP Securities LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 130560
- Registered since
- August 4, 2004
Firm profile
FINTRXOverview
SP Securities LLC is organized as a limited liability company and is classified as an investment bank. According to the FINTRX snapshot, the firm has been registered with the SEC since 2004. Ownership is described as including both a domestic entity and an individual. The firm is not indicated to act as a capital allocator and is not identified as an active ESG investor. FINTRX also flags that it is not a multi-state adviser, not a pension consultant, and not a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1William Wilson
Chief Compliance OfficerCRD 1430161
Contacts
3 of 21
Ellen Bailey
Managing Director, Consultant RelationsCRD 2815573
John Baker
Registered PrincipalCRD 502110
David Bradshaw
Registered RepresentativeCRD 1100199
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 6363 Woodway Dr
- Time zone
- CT (UTC-6)
- Office locations
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