Southwest Money Management Inc

RIASEC RegisteredEst. 1980
Total AUM
$288M
Discretionary
$288M
100% of AUM
Avg account
$57.6M
Accounts
5
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
109668
Registered since
August 4, 1980
Custodians
STIFEL NICOLAUS & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Southwest Money Management Inc. is a corporation that has been SEC-registered since 1980 and operates as an institutional registered investment adviser. The firm is owned by an individual and focuses on fee-based portfolio management rather than acting as a capital allocator. Its advisory mandate is concentrated on managing portfolios for businesses and institutional clients. Fee arrangements include a percentage-of-assets component and fixed fees. The firm does not characterize itself as an active ESG investor and is not identified as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 71%, Cash & Cash Equivalents 29%71%
  • US Government Bonds71%
  • Cash & Cash Equivalents29%

Owners & executives

1 of 1
  • Bruce Nance

    CEO & CFOCRD 1170647

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth