SOUND POINT LUNA LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 128132
- Registered since
- September 5, 2003
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles99.75%
- Other Investment Advisers0.25%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sound Point Luna LLC is an institutional-focused investment manager that concentrates its activity on pooled investment vehicles and bespoke mandates for businesses and institutions. The firm operates with a fee model that combines percentage-of-assets and performance-based fees and reports business activities that include commodity pool operator/commodity trading advisor roles. Investment emphasis is heavily skewed toward securitized-credit strategies and other credit-intensive vehicles; filings show securitized asset funds represent the largest portion of invested capital. The firm does not position itself as an active ESG investor. As an adviser and sponsor, Sound Point Luna LLC serves as portfolio manager for both pooled funds and institutional clients and acts in sponsor/GP and managing-member capacities for its pooled vehicles. That operating model points to a focus on centralized fund management and bespoke structuring rather than a broad retail advisory footprint.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds54%
- Exchange Traded Equities46%
Owners & executives
3 of 3DANIEL FABIAN
Global CFOCRD 6159551
ANDREA SAYAGO
Chief Compliance OfficerCRD 6042456
SARAH SEELAUS
Chief Operating OfficerCRD 7072373
Contacts
2 of 2STEPHEN KETCHUM
Managing PartnerCRD 1274772
VINCENT DARPINO
General CounselCRD 1551042
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 375 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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