SOUND POINT LUNA LLC

RIASEC RegisteredEst. 2003
Total AUM
$10.2B
Discretionary
$10.2B
100% of AUM
Avg account
$353M
Accounts
29
Employees
39
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
128132
Registered since
September 5, 2003
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.75%
  • Other Investment Advisers0.25%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sound Point Luna LLC is an institutional-focused investment manager that concentrates its activity on pooled investment vehicles and bespoke mandates for businesses and institutions. The firm operates with a fee model that combines percentage-of-assets and performance-based fees and reports business activities that include commodity pool operator/commodity trading advisor roles. Investment emphasis is heavily skewed toward securitized-credit strategies and other credit-intensive vehicles; filings show securitized asset funds represent the largest portion of invested capital. The firm does not position itself as an active ESG investor. As an adviser and sponsor, Sound Point Luna LLC serves as portfolio manager for both pooled funds and institutional clients and acts in sponsor/GP and managing-member capacities for its pooled vehicles. That operating model points to a focus on centralized fund management and bespoke structuring rather than a broad retail advisory footprint.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 54%, Exchange Traded Equities 46%54%
  • Private Funds54%
  • Exchange Traded Equities46%

Owners & executives

3 of 3
  • DANIEL FABIAN

    Global CFOCRD 6159551

  • ANDREA SAYAGO

    Chief Compliance OfficerCRD 6042456

  • SARAH SEELAUS

    Chief Operating OfficerCRD 7072373

Contacts

2 of 2
  • STEPHEN KETCHUM

    Managing PartnerCRD 1274772

  • VINCENT DARPINO

    General CounselCRD 1551042

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
375 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth