ETHIC
Firm details
- Headquarters
- New York, New York
- CRD number
- 282827
- Registered since
- February 18, 2016
- Website
- www.ethic.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers65.24%
- Corporations / Businesses22.33%
- Charitable Organizations7.06%
- Insurance Companies3.23%
- HNWI1.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ethic is a corporation that has been registered with the SEC since 2016. The firm serves both high‑net‑worth individuals and families as well as institutional clients, charging fees as a percentage of assets under management. Its advisory services focus on discretionary portfolio management for individuals, small businesses and institutional entities, and the firm also offers educational seminars and workshops. Ethic reports itself as a single‑state adviser, does not identify as an active ESG investor, and is not positioned as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Private Funds2%
- Public Funds/Mutual Funds1%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2ALEXANDER LAIPPLE
Chief Growth OfficerCRD 5956733
Aakash Sharma
Chief Compliance OfficerCRD 8168112
Contacts
3 of 16LINDA SANCHEZ
Client Portfolio ManagerCRD 5968656
Ahmed Moawad
Associate Portfolio ManagerCRD 6854233
Alex Wen
Portfolio ManagerCRD 5961015
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$73M in ETFs
73%
$52.9M
2%
$20.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| TCW TRANSFORM 500 ETF (VOTE) | Passive | Large Blend | $26.4M | 346,335 | 36.19% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 99 Hudson St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
HUNTER POINT CAPITAL LP
RIANew York, NY
ODYSSEY INVESTMENT PARTNERS, LLC
RIANew York, NY
SUVRETTA CAPITAL MANAGEMENT, LLC
RIANew York, NY
TIMESSQUARE CAPITAL MANAGEMENT, LLC
RIANew York, NY
ORION RESOURCE PARTNERS (USA), LP
RIANew York, NY
RITHOLTZ WEALTH MANAGEMENT
RIANew York, NY