Tocqueville Asset Management LP

RIASEC RegisteredEst. 1990

Total AUM

$10.2B

Discretionary

$9.3B

91% of AUM

Avg account

$4.4M

Accounts

2,314

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105690
Registered since: April 27, 1990
Website: tocqueville.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI55.39%
Charitable Organizations11.49%
Investment Companies9.34%
Other Investment Advisers7.57%
Pension & Profit Sharing Plans5.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tocqueville Asset Management LP is a limited partnership that has been SEC-registered since 1990 and operates as a capital allocator for both individual/family and institutional clients. The firm offers fee arrangements based on a percentage of assets under management and may charge performance-based fees. Its advisory services span financial planning and portfolio management across individuals, small businesses, pooled investment vehicles and investment companies, and it also performs selection of sub-advisers. Tocqueville serves as a sponsor/GP/managing member of pooled vehicles and has affiliations that include broker-dealer and CPO/CTA activity. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities75%
Public Funds/Mutual Funds9%
US Government Bonds6%
Cash & Cash Equivalents5%
Investment Grade Corp Bonds3%

Owners & executives

3 of 3

Jeffrey Zatkowsky
Chief Financial OfficerCRD 7356580
Robert Kleinschmidt
Chief Executive Officer and Chief Investment OfficerCRD 855215
Scott Schlesinger
Chief Operating OfficerCRD 1252675