TOCQUEVILLE ASSET MANAGEMENT LP

RIASEC RegisteredEst. 1990
Total AUM
$10.2B
Discretionary
$9.3B
91% of AUM
Avg account
$4.4M
Accounts
2,314
Employees
73
Advisory reps
36

Firm details

Headquarters
New York, New York
CRD number
105690
Registered since
April 27, 1990
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI55.39%
  • Charitable Organizations11.49%
  • Investment Companies9.34%
  • Other Investment Advisers7.57%
  • Pension & Profit Sharing Plans5.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tocqueville Asset Management LP is an independent registered investment adviser organized as a limited partnership and operating since 1990. The firm serves both individual & family and institutional clients and functions as a capital allocator — managing portfolios directly and selecting third‑party managers. Its fee model combines percentage‑of‑AUM billing with performance‑based fees when appropriate. Core advisory services include financial planning and portfolio management across individuals, pooled investment vehicles, investment companies and institutional clients, along with selection-of-other-advisers capabilities. Tocqueville is not identified as an active ESG investor and is not registered as a multi‑state adviser. The firm also maintains industry affiliations that include broker‑dealer activity, other investment adviser roles (including sponsor/GP/managing member of pooled vehicles), and CPO/CTA relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 9%, US Government Bonds 6%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds9%
  • US Government Bonds6%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds3%

Owners & executives

3 of 3
  • JEFFREY ZATKOWSKY

    Chief Financial OfficerCRD 7356580

  • ROBERT KLEINSCHMIDT

    Chief Executive Officer​ and Chief Investment OfficerCRD 855215

  • SCOTT SCHLESINGER

    Chief Operating OfficerCRD 1252675

Contacts

3 of 33
  • PAUL KLEINSCHMIDT

    Portfolio ManagerCRD 5102086

  • MICHAEL MELTZER

    Portfolio ManagerCRD 4381225

  • MATTHEW CHERASHORE

    Managing DirectorCRD 4600560

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 122

Active vs passive

$789M in ETFs

Passive

98%

$771M

Active

1%

$18.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES GOLD TRUST (IAU)BlackRockPassiveCommodities Focused$144M1,635,83918.27%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
40 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth