TOCQUEVILLE ASSET MANAGEMENT LP
Firm details
- Headquarters
- New York, New York
- CRD number
- 105690
- Registered since
- April 27, 1990
- Website
- tocqueville.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI55.39%
- Charitable Organizations11.49%
- Investment Companies9.34%
- Other Investment Advisers7.57%
- Pension & Profit Sharing Plans5.86%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Tocqueville Asset Management LP is an independent registered investment adviser organized as a limited partnership and operating since 1990. The firm serves both individual & family and institutional clients and functions as a capital allocator — managing portfolios directly and selecting third‑party managers. Its fee model combines percentage‑of‑AUM billing with performance‑based fees when appropriate. Core advisory services include financial planning and portfolio management across individuals, pooled investment vehicles, investment companies and institutional clients, along with selection-of-other-advisers capabilities. Tocqueville is not identified as an active ESG investor and is not registered as a multi‑state adviser. The firm also maintains industry affiliations that include broker‑dealer activity, other investment adviser roles (including sponsor/GP/managing member of pooled vehicles), and CPO/CTA relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds9%
- US Government Bonds6%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds3%
Owners & executives
3 of 3JEFFREY ZATKOWSKY
Chief Financial OfficerCRD 7356580
ROBERT KLEINSCHMIDT
Chief Executive Officer and Chief Investment OfficerCRD 855215
SCOTT SCHLESINGER
Chief Operating OfficerCRD 1252675
Contacts
3 of 33PAUL KLEINSCHMIDT
Portfolio ManagerCRD 5102086
MICHAEL MELTZER
Portfolio ManagerCRD 4381225
MATTHEW CHERASHORE
Managing DirectorCRD 4600560
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$789M in ETFs
98%
$771M
1%
$18.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $144M | 1,635,839 | 18.27% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 40 W 57th St
- Time zone
- ET (UTC-5)
- Office locations
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