SOLOMON PARTNERS SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
129
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
28041
Registered since
February 22, 1991

Firm profile

FINTRX

Overview

Solomon Partners Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 1991. Ownership is described as a combination of a domestic entity and individual owners. The profile in FINTRX indicates the firm does not operate as a capital allocator and is not registered as a multi-state investment adviser. It is also not identified as an active ESG investor, a pension consultant, or a related adviser. FINTRX does not list advisory or manager-allocation activity for the firm, consistent with a focus on capital markets and investment banking services rather than retail or institutional portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • ANDREW FASCIA

    Chief Financial OfficerCRD 5211125

  • CATHLEEN MACK

    Chief Compliance OfficerCRD 3171923

  • JONATHAN BERGER

    Chief Financial OfficerCRD 5933717

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Contacts

3 of 124
  • DAVID SCHULTZ

    DirectorCRD 6343484

  • FAIZ VAHIDY

    Managing DirectorCRD 6290085

  • JUAN GUZMAN

    PartnerCRD 5393371

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1251 Of Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth