SOARES FINANCIAL, INC.
Firm details
- Headquarters
- NAPA, California
- CRD number
- 120056
- Website
- soaresfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.59%
- Individuals23.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Soares Financial, Inc. is an independent, individual-owned registered investment adviser that focuses on serving individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, and other business or institutional clients. Its fee arrangements include a mix of percentage-of-AUM billing alongside hourly and fixed fees. Soares Financial reports it is not a multi-state or pension consultant adviser and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Other26%
- Cash & Cash Equivalents4%
- Exchange Traded Equities1%
Contacts
1 of 1EVA SOARES
PresidentCRD 4522667
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NAPA, CA
NAPA
Location
NAPA, CA
Headquartered in NAPA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- NAPA
- Address
- 1832 Socol Ave
- Time zone
- PT (UTC-8)
- Office locations
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