5t Wealth, LLC

RIASEC Registered
Total AUM
$331M
Discretionary
$331M
100% of AUM
Avg account
$622K
Accounts
533
Employees
4
Advisory reps
6

Firm details

Headquarters
Napa, California
CRD number
112552
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI69.93%
  • Individuals18.84%
  • Charitable Organizations8.25%
  • Pension & Profit Sharing Plans2.24%
  • Other0.75%

Firm profile

FINTRX

Overview

5t Wealth, LLC operates as an independent registered investment adviser organized under individual ownership. The firm identifies as a capital allocator serving both individual & family clients and institutional investors. Its fee schedule includes percentage-of-AUM billing as well as hourly, fixed, and other fee arrangements. The firm does not list itself as an active ESG investor, is not multi-state, and is not a pension consultant or related adviser. 5t Wealth maintains an industry affiliation with an insurance company.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Private Funds 15%, Exchange Traded Equities 5%, US Government Bonds 1%, Cash & Cash Equivalents 1%78%
  • Public Funds/Mutual Funds78%
  • Private Funds15%
  • Exchange Traded Equities5%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 5
  • Margaret Krsek

    Margaret Krsek

    Co-Founder & CEOCRD 5639852

  • Christopher Roth

    Christopher Roth

    Chief Investment OfficerCRD 5155417

  • Hien Scozzafava

    Hien Scozzafava

    Partner & Chief Compliance OfficerCRD 3020995

Unlock 2 more executives

Contacts

1 of 1
  • Colton Maher

    Colton Maher

    Investment Advisor RepresentativeCRD 7790248

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Napa, CA

Napa

Location

Napa, CA

Headquartered in Napa, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Napa
Address
595 Coombs St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth