SMG SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
17406
Registered since
January 24, 1986

Firm profile

FINTRX

Overview

SMG Securities, Inc. is organized as a corporation and has been SEC-registered since 1986. FINTRX classifies ownership as a domestic entity with individual ownership and lists the firm as unclassified rather than under a defined RIA subtype. The profile indicates the firm is not operating as a capital allocator and is not an active ESG investor. Regulatory/operational flags in the record show SMG Securities, Inc. is not identified as a multi-state adviser, not newly formed, and is not listed as a pension consultant or related adviser. Those attributes suggest limited adviser-style activity in the dataset or a business model that does not align with typical advisory or institutional allocation roles captured by FINTRX.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • FABIAN HASSEL

    Managing DirectorCRD 2125860

  • JEFFREY TEPPER

    Managing DirectorCRD 1215438

  • LEO BLACKFORD

    Managing DirectorCRD 830361

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
333 E 66th St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth