Smbc Nikko Securities America, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 28602
- Registered since
- June 26, 1991
- Website
- www.smbcnikko-si.com
Firm profile
FINTRXOverview
Smbc Nikko Securities America, Inc. is organized as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1991. The recorded owner type is a combination of a domestic entity and an individual. FINTRX data indicate the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, not newly formed, and not a pension consultant or related adviser in the dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 11Jie Lyu
Chief of ResearchCRD 6850502
David Kee
CEOCRD 6238539
Scott Ashby
President, CEOCRD 2883181
Contacts
3 of 781
Jack Vanderhorst
Corporate and Investment Banking AnalystCRD 7738472
Morgan Miller
Executive DirectorCRD 6501947
Shun Kawabe
AssociateCRD 8280294
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 277 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pacific Century Securities, LLC
Broker-DealerNew York, NY
Abacus International Capital Corp.
Broker-DealerNew York, NY
First Avenue
Broker-DealerNew York, NY
Collectable Securities
Broker-DealerNew York, NY
SEB Securities, Inc.
Broker-DealerNew York, NY
Uphold Securities Inc.
Broker-DealerNew York, NY