Smbc Nikko Securities America, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
837
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
28602
Registered since
June 26, 1991

Firm profile

FINTRX

Overview

Smbc Nikko Securities America, Inc. is organized as a corporation and classified in the dataset as an investment bank. Ownership is recorded as a mix of a domestic entity and an individual. The firm is not identified in the snapshot as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The snapshot does not list the firm's advisory activities, client segments, or fee arrangements, so there is limited public detail in this record about the business lines or client-facing services Smbc Nikko Securities America, Inc. offers.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • Richard Davison

    Richard Davison

    Chief Financial OfficerCRD 4890514

  • Scott Ashby

    Scott Ashby

    President, CEOCRD 2883181

  • Lisa Saski

    Lisa Saski

    COOCRD 4281935

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Contacts

3 of 827
  • Mariacecilia Villa-rueda

    Mariacecilia Villa-rueda

    Senior Administrative AssistantCRD 4363754

  • Radu Grecu

    Radu Grecu

    AnalystCRD 7113027

  • Michelle Petropoulos

    Managing Director, Head of Equity Capital MarketsCRD 1007290

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
277 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth