SMART PORTFOLIOS, LLC

RIASEC RegisteredEst. 2007
Total AUM
$210M
Discretionary
$208M
99% of AUM
Avg account
$469K
Accounts
448
Employees
6
Advisory reps
5

Firm details

Headquarters
LAKE FOREST PARK, Washington
CRD number
131342
Registered since
May 11, 2007
Website
www.smartportfolios.com
Custodians
CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80.41%
  • Individuals19.26%
  • Charitable Organizations0.2%
  • Corporations / Businesses0.13%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Smart Portfolios, LLC is an independent registered investment adviser organized as an LLC and operating since 2007. The firm serves primarily individual and family clients on a percentage-of-AUM fee basis and provides financial planning along with portfolio management for individuals, small businesses, and institutional/business clients. Smart Portfolios identifies as an active ESG investor and allocates through third-party managers rather than acting as a capital allocator itself. The firm was named one of “Top RIA Firms to Watch” by investor.com in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 18%, Cash & Cash Equivalents 11%, Investment Grade Corp Bonds 4%, US Government Bonds 1%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents11%
  • Investment Grade Corp Bonds4%
  • US Government Bonds1%

Owners & executives

3 of 3

  • BRYCE JAMES

    Founder & CEOCRD 1162409

  • Kristin Copper

    Chief Compliance OfficerCRD 7227692

  • KEITH CAMPBELL

    Chief Investment OfficerCRD 6274873

Contacts

2 of 2

  • PHILIP MURPHY

    PresidentCRD 1567226

  • MARK BERGERON

    Director of Financial PlanningCRD 839130

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 65

Active vs passive

$82.1M in ETFs

Passive

71%

$58.4M

Active

21%

$23.6M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND (BOND)PIMCOActiveIntermediate Core Plus Bond$10M108,03612.15%
Unlock additional holdings →

Location

Primary office

LAKE FOREST PARK, WA

KING

Location

LAKE FOREST PARK, WA

Headquartered in LAKE FOREST PARK, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
17849 Ballinger Way NE
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth