BARING FINANCIAL LLC

RIASEC RegisteredEst. 2021
Total AUM
$210M
Discretionary
$210M
100% of AUM
Avg account
$207K
Accounts
1,014
Employees
3
Advisory reps
2

Firm details

Headquarters
BELLINGHAM, Washington
CRD number
173761
Registered since
December 9, 2021
Website
www.barings.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI58.59%
  • Individuals41.41%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Baring Financial LLC is an independent registered investment advisor organized as an LLC and registered with the SEC in 2021. The firm is individually owned and positions itself to serve individuals and families on a fee basis tied to assets under management. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm identifies as a capital allocator rather than a pure advisory-only shop and reports it does not classify itself as an active ESG investor. Industry relationships include accounting and insurance firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 24%, US Government Bonds 6%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities24%
  • US Government Bonds6%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities1%

Contacts

2 of 2

  • MELVIN DANSON

    PresidentCRD 4231528

  • Elise Williams

    Investment Advisory RepresentativeCRD 7489699

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$131M in ETFs

Passive

85%

$111M

Active

8%

$20M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$15.8M24,18212.09%
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Location

Primary office

BELLINGHAM, WA

WHATCOM

Location

BELLINGHAM, WA

Headquartered in BELLINGHAM, WA, in the West of the United States.

Region
West
County
WHATCOM
Address
1310 10th St
Time zone
PT (UTC-8)
Office locations

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