Lesa Sroufe & Company, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$207M

Discretionary

$199M

96% of AUM

Avg account

$871K

Accounts

238

Employees

Advisory reps

Firm details

Headquarters: Seattle, Washington
CRD number: 130232
Registered since: January 3, 2005
Website: www.sroufeco.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI98.39%
Individuals1.61%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Lesa Sroufe & Company, Inc. is an independent registered investment adviser focused on serving individual and family clients. Registered with the SEC since 2005, the firm is owned by an individual and operates on a fee basis that includes both a percentage-of-AUM component and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the publication of periodicals or newsletters. The firm does not identify as an active ESG investor, is not a multi-state adviser per its filings, and is not positioned as a capital allocator or pension consultant. Service delivery appears centered on discretionary portfolio management (the bulk of assets are managed on a discretionary basis), supplemented by planning and periodic communications to clients.