SMART INVESTMENTS ADVISORY INCORPORATED

Overview

Smart Investments Advisory Incorporated is a small, fee-based advisory firm that centers its investment approach on equities, with a notable tilt toward non-exchange traded equity positions. The firm provides portfolio management for individuals, small businesses and institutional/business clients and also performs selection-of-other-advisers services, indicating it can assemble external managers when specific capabilities are required. Fee arrangements mix a percentage of assets under management with hourly billing, which supports both ongoing advisory relationships and project-based engagements. Operationally the firm also functions as a registered representative of a broker-dealer and as an insurance broker, so clients may receive advice alongside brokerage and insurance services. ESG investing is not a stated focus. Given the material holding in non-exchange traded equities, the manager appears willing to use illiquid or restricted equity exposures to pursue client return objectives rather than relying solely on liquid market-traded securities.

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Location & Offices