KWB WEALTH

RIASEC RegisteredEst. 2020
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$376K
Accounts
3,280
Employees
10
Advisory reps
11

Firm details

Headquarters
REDLANDS, California
CRD number
300921
Registered since
May 15, 2020
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80%
  • Individuals17.06%
  • Pension & Profit Sharing Plans1.59%
  • Corporations / Businesses1.14%
  • Charitable Organizations0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

KWB Wealth is an independent registered investment adviser that began SEC registration in 2020. It serves both individual and family clients as well as institutional relationships, operating on a percentage-of-assets fee model. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and educational seminars/workshops. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant. KWB Wealth was recognized by Forbes in 2023 on its America’s Top RIA Firms list.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

2 of 2
  • KERRICK BUBB

    President and CEOCRD 1727374

  • QUENTIN BUBB

    COO & PartnerCRD 6414762

Contacts

3 of 9
  • Aaron Garcia

    Associate Wealth ManagerCRD 6730929

  • MICHAEL RAZZOUK

    Partner, Executive Wealth ManagerCRD 5237071

  • Leslie Carnahan

    Administrative AssistantCRD 7945592

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 171

Active vs passive

$1.6B in ETFs

Passive

62%

$989M

Active

24%

$609M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$96.8M906,8766.06%

Location

Primary office

REDLANDS, CA

SAN BERNARDINO

Location

REDLANDS, CA

Headquartered in REDLANDS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
SAN BERNARDINO
Address
1782 Orange Tree Ln
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth