KWB Wealth

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$376K
Accounts
3,280
Employees
11
Advisory reps
12

Firm details

Headquarters
Redlands, California
CRD number
300921
Registered since
May 15, 2020
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80%
  • Individuals17.06%
  • Pension & Profit Sharing Plans1.59%
  • Corporations / Businesses1.14%
  • Charitable Organizations0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

KWB Wealth is an independent, corporate-structured registered investment adviser that entered SEC registration in 2020. The firm serves both individual and family clients as well as institutional accounts, charging fees based on a percentage of assets under management. Its advisory capabilities include financial planning, discretionary portfolio management for individuals, small businesses and larger institutions, and delivery of educational seminars and workshops. KWB Wealth does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant. The firm was named to Forbes’ America’s Top RIA Firms list in 2023.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 192

Active vs passive

$1.8B in ETFs

Passive

52%

$959M

Active

23%

$885M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$159M1,776,5468.65%

Location

Primary office

Redlands, CA

San Bernardino

Location

Redlands, CA

Headquartered in Redlands, CA, anchoring the Riverside-San Bernardino-Ontario, CA metro in the West.

Metro area
Riverside-San Bernardino-Ontario, CA
Region
West
County
San Bernardino
Address
1782 Orange Tree Ln
Time zone
PT (UTC-8)
Office locations

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