Smallwood Wealth Management
Firm details
- Headquarters
- Red Bank, New Jersey
- CRD number
- 288663
- Registered since
- June 16, 2017
- Website
- smallwoodassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI57.84%
- Individuals30.75%
- Corporations / Businesses10.08%
- Charitable Organizations0.71%
- Pension & Profit Sharing Plans0.62%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Smallwood Wealth Management is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (registration year 2017) and serves both individual/family and institutional clients. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Compensation is primarily a percentage of assets under management with the option for fixed-fee arrangements. Smallwood does not identify as an ESG-active investor, is not a multi-state adviser, and does not operate as a pension consultant or a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds38%
- Cash & Cash Equivalents7%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 168Active vs passive
$183M in ETFs
70%
$129M
30%
$54.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $57.4M | 345,399 | 31.38% |
Location
Red Bank, NJ
Monmouth
Location
Red Bank, NJ
Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Monmouth
- Address
- 199 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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