Smallwood Wealth Management
Firm details
- Headquarters
- Red Bank, New Jersey
- CRD number
- 288663
- Registered since
- June 16, 2017
- Website
- smallwoodassociates.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI57.84%
- Individuals30.75%
- Corporations / Businesses10.08%
- Charitable Organizations0.71%
- Pension & Profit Sharing Plans0.62%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Smallwood Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm serves individual and family clients as well as some institutional relationships, focusing on financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-assets and fixed-fee engagements. Smallwood reports that it is not an active ESG investor, is not structured as a multi-state adviser, and does not act as a capital allocator or a related adviser to other registered firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds38%
- Cash & Cash Equivalents7%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Christine Flynn
Client Relations CoordinatorCRD 6605210
Contacts
3 of 5
John Smallwood
President & Senior Wealth AdvisorCRD 2132725
Jared Smallwood
Associate Wealth AdvisorCRD 6234719
Christopher Smallwood
Wealth AdvisorCRD 7135121
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 190Active vs passive
$181M in ETFs
71%
$128M
29%
$52.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $57.1M | 347,654 | 31.59% |
Location
Red Bank, NJ
Monmouth
Location
Red Bank, NJ
Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Monmouth
- Address
- 199 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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