WBI INVESTMENTS, LLC

RIASEC RegisteredEst. 1985

Total AUM

$540M

Discretionary

$540M

100% of AUM

Avg account

$352K

Accounts

1,533

Employees

Advisory reps

Firm details

Headquarters: RED BANK, New Jersey
CRD number: 106336
Registered since: March 12, 1985
Website: wbiinvestments.com
Custodians: PERSHING LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: Individuals27.2%
Investment Companies26.04%
HNWI24.18%
Other21.26%
Pension & Profit Sharing Plans0.54%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

WBI Investments, LLC is a privately structured limited liability company that has been SEC-registered since 1985. The firm acts as an investment adviser and insurance broker, charging clients a percentage of assets under management. Its client base includes both individuals and families as well as institutional investors, and the firm identifies itself as a capital allocator that also selects outside managers when appropriate. Advisory services span portfolio management across individual, small business, institutional and corporate clients, alongside related activities such as selecting other advisers, publishing periodicals or newsletters, offering market-timing services, and running educational seminars and workshops. The firm is not identified as an active ESG investor and it does not report multi-state adviser status.