Garden State Investment Advisory Services, LLC

RIASEC RegisteredEst. 2014
Total AUM
$674M
Discretionary
$524M
78% of AUM
Avg account
$274K
Accounts
2,456
Employees
32
Advisory reps
35

Firm details

Headquarters
Red Bank, New Jersey
CRD number
133088
Registered since
April 23, 2014
Website
www.gardenstatesecurities.com
Custodians
CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals50.68%
  • HNWI46.49%
  • Corporations / Businesses1.71%
  • Pension & Profit Sharing Plans1.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Garden State Investment Advisory Services, LLC is an SEC-registered advisory firm (since 2014) organized as an LLC and structured as a capital allocator serving both individual/family and institutional clients. Its advisory offering spans financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of sub-advisers, and educational seminars/workshops. The firm bills using a mix of percentage-of-AUM, hourly, and fixed-fee arrangements, and maintains affiliations with broker-dealer and insurance company channels. It is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 33%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds33%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • Steven Trigili

    Steven Trigili

    Chief Compliance OfficerCRD 2232496

  • Louis Perrotto

    Louis Perrotto

    CEO/OwnerCRD 3053498

  • Robert McMullin

    Robert McMullin

    Chief Financial OfficerCRD 1540045

Contacts

3 of 32

  • Glenn Leboeuf

    Sr. Vice President of Wealth ManagementCRD 1003078

  • Jason Zwibel

    Jason Zwibel

    Senior Vice PresidentCRD 2460258

  • Richard Going

    Richard Going

    Senior Vice PresidentCRD 4416135

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 221

Active vs passive

$399M in ETFs

Passive

60%

$240M

Active

26%

$159M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO LARGE CAP GROWTH ETF (PWB)InvescoPassiveLarge Growth$29.1M172,9517.30%
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Location

Primary office

Red Bank, NJ

Monmouth

Location

Red Bank, NJ

Headquartered in Red Bank, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Monmouth
Address
328 Newman Springs Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth